Compliance & process

https://taxonomy.eticas.ai/risk/governance-compliance

Risks from gaps in organisational processes for ongoing oversight, compliance, and lifecycle management of AI systems — including regulatory compliance, change management, data governance, monitoring and evaluation, remediation of failures, and incident response.

Mappings to external frameworks

Compliance

Framework Concept
ISO/IEC 42001:2023 — AI Management System A.9 Use of AI systems + clause 10 (improvement / nonconformity)
EU AI Act (Regulation 2024/1689) Article 17 — Quality management system + Article 9 — Risk management
AIUC-1 — AI Underwriting Company Standard Document regulatory compliance + E.12 Quality management system

Reference frameworks

Framework Concept
NIST AI Risk Management Framework (AI 100-1) GOVERN 1 — Policies, processes, procedures
NIST AI 600-1 — Generative AI Risk Profile Value Chain and Component Integration

Taxonomies & vocabularies

Framework Concept
W3C Data Privacy Vocabulary — AI Extension Risk Management